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Surveillance File

Unlock deeper insights and stronger compliance

Why should you upgrade to the Surveillance File?

Stay ahead of regulation with the enhanced Surveillance File, the next evolution of the MAR file. It delivers deeper insights, broader data coverage, and built-in support for MiFID II and REMIT II compliance. 

By upgrading, you’ll gain faster investigation capabilities and stronger monitoring, all at no additional cost.

Benefits

Stronger compliance: Built to meet MAR, MiFID II, and REMIT II requirements.
Faster investigations: Access more complete data for quicker issue resolution.
No added cost: Upgrade without extra licensing fees.
Future-proof solution: Designed to evolve with regulatory changes.
Features
More Complete Data

The new advanced file includes everything from the existing MAR file, in addition to extra details that provide a fuller picture of your trading activity. This means faster investigations and stronger compliance

MiFID II Data

We’ve added MiFID II fields, such as the execution decision-maker ID, linking every trade to the specific trader or algorithm behind it. This helps to spot unusual behaviour and detect potential market abuse more easily.

Account Visibility

Each order and trade now includes account information, making it easier to understand typical trading patterns and quickly identify anything out of the ordinary.

Enhanced Reference Data

Extra details such as currency and tick size add valuable context. Knowledge of the currency improves cross-market analysis, while tick size data helps pinpoint strategies such as spoofing or layering which rely on specific price movements.

Built for the Future of Regulation

These enhancements are not just improvements. They’re a direct response to changing regulatory demands. The additional data fields were specifically selected to help your organisation meet its evolving obligations.

Important

The Daily Market Activity and Surveillance Files are licensed for the purpose of fulfilling the requirements of Market Abuse Regulation (MAR).

Both contain a daily summary of all market activity on clients permissioned trading venues, delivered in csv format via a secure FTP site each morning.

Both files are available for download, allowing clients to choose to upgrade at their own convenience.

Read more in our Daily Market Activity and Surveillance File Guide

FAQs
What is the purpose of the MAR files?

The MAR files are licensed to help you meet your regulatory reporting and monitoring requirements under the Market Abuse Regulation (MAR). They provide detailed daily trading data so your compliance and surveillance teams can effectively monitor for potential market abuse.

What’s new in the Surveillance file?

The Surveillance File is the advanced successor to the MAR file. It provides a more complete, data-rich view of your trading activity, enabling faster investigations and stronger compliance.

Key improvements include:

  • More Data: All existing MAR fields plus additional details for deeper analysis.
  • MiFID II Data: Includes fields such as the execution decision-maker ID, linking each trade to the specific trader or algorithm responsible.
  • Account Visibility: Each order and trade now contains account details, allowing for clearer pattern recognition.
  • Enhanced Reference Data: New contextual fields like currency and tick size improve cross-market analysis and help identify behaviours such as spoofing or layering.
  • Future-Ready Compliance: Built to meet the evolving demands of regulations such as REMIT II and MiFID II.
What’s the difference between the Daily Market Activity File and the Surveillance File?

Daily Market Activity File provides essential fields required to MAR requirements.

Surveillance File includes everything from the MAR file, in addition to optional groups of data fields for deeper analysis:

 

  • Additional trade and order fields
  • Reference data fields
Why should I upgrade to the Surveillance File?

Upgrading ensures your organisation has access to the most comprehensive and compliant dataset available.

 

With evolving regulations and expanded monitoring requirements, the Surveillance File offers better visibility, faster detection of suspicious activity, and stronger overall compliance capabilities.

Upgrading from the MAR file to the new Surveillance File is free of charge.

Do I need to stop using the MAR File?

The legacy MAR file will remain available, but Trayport recommends moving to the Surveillance File as the new standard for robust, future-proof compliance.

How can I upgrade?

The Surveillance file is available alongside the MAR file in the client’s SFTP folder. For further information, please contact your Client Manager.

Book A Demo

You can upgrade from the MAR file to the new Surveillance file at no additional cost. We strongly encourage you to make the switch to ensure your team has the most comprehensive data available to meet regulatory demands like REMIT II.